A Preview Of Hedge Fund Enforcement Trends For 2013
Law360, New York (January 7, 2013, 2:20 PM EST) -- In a recent speech before the Regulatory Compliance Association, Bruce Karpati, Chief of the U.S. Securities and Exchange Commission's Enforcement Division's Asset Management Unit, suggested where the SEC may be heading regarding hedge fund oversight in the months to come.
Mr. Karpati both highlighted the SEC's past enforcement activity concerning hedge funds (including several cases where the SEC alleged funds fraudulently overvalued their holdings) and signaled that the SEC's emphasis on such activity will continue.
The Growing Role of Specialized Units Within the Enforcement Division
At the outset of his remarks, Mr. Karpati reviewed the Enforcement Division's decision to create "specialized...
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