FINRA Targets Sales To Military Personnel With New Rules
By Ed Beeson ( April 27, 2015, 2:50 PM EDT) -- The Financial Industry Regulatory Authority has proposed raising disclosure requirements on broker-dealers that sell securities to U.S. military personnel or their dependents, in an attempt to bring the regulator's requirements in line with a federal law aimed at protecting U.S. Armed Forces members from unscrupulous financial services....
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