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SEC Scores Partial Win, Smaller Fines Against E-Smart Execs

Law360, New York (October 13, 2015, 11:24 PM EDT) -- A D.C. federal judge on Tuesday granted a partial victory to the U.S. Securities and Exchange Commission, imposing securities bans on e-Smart Technologies Inc. and its executives but finding the agency...
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District Of Columbia

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Securities/Commodities

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May 13, 2011

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