We use cookies on this site to enable your digital experience. By continuing to use this site, you are agreeing to our cookie policy. close

SEC Enforcement Chief Says 'Broken Windows' Is Working

Law360, New York (October 15, 2015, 8:26 PM EDT) -- The head of enforcement at the U.S. Securities and Exchange Commission on Thursday defended the agency’s “broken windows” approach to policing market rules, saying a set of enforcement actions taken this...
To view the full article, register now.
Law360 Pro Say Podcast
Check out Law360's new podcast, Pro Say, which offers a weekly recap of both the biggest stories and hidden gems from the world of law.