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Pa. Investment Advisers Pay $40M To Settle SEC Ponzi Suit

Law360, New York (November 6, 2015, 6:02 PM EST) -- A Pennsylvania federal judge on Friday signed off on a settlement worth more than $40 million with two Pennsylvania investment advisers and entities they controlled for allegedly running a Ponzi scheme...
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Case Title

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Court

Pennsylvania Eastern

Nature of Suit

Other Statutes: Securities/Commodities

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Date Filed

October 27, 2015

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