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SEC Judge Fight Belongs In Federal Courts, 4th Circ. Hears

Law360, New York (February 12, 2016, 9:27 PM EST) -- A financial adviser facing $15 million in potential fines and disgorgement for alleged securities fraud told the Fourth Circuit on Friday that a Maryland federal judge was wrong to toss her...
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Subscribers Only

Case Number

Subscribers Only

Court

Appellate - 4th Circuit

Nature of Suit

2440 Other Civil Rights

Date Filed

December 28, 2015

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