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SEC Can't Bar Ex-Atty From Industry, DC Circ. Hears

Law360, New York (March 30, 2016, 8:52 PM EDT) -- Amicus curiae supporting a former attorney banned from the securities industry for life by the U.S. Securities and Exchange Commission after being convicted of securities fraud told the D.C. Circuit on...
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Case Information

Case Title

Subscribers Only

Case Number

Subscribers Only


Appellate - DC Circuit

Nature of Suit

Date Filed

May 6, 2014

Law Firms

Government Agencies

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