Securities

  • August 31, 2026

    Catching Up With Delaware's Chancery Court

    The Delaware Chancery Court this past week saw disputes over a $200 million federal grant, a $1.7 billion software take-private deal, the ouster of Better.com founder Vishal Garg and a proposed $4 million settlement stemming from an electric vehicle company's SPAC merger.

  • August 28, 2026

    CFTC Can't Withhold Records In Chicago Exchange's Perps Suit

    A D.C. federal judge has ruled that the Commodity Futures Trading Commission cannot avoid handing over administrative records discussing approval of Kalshi's bitcoin perpetuals contract to the court, in a suit brought by a CME Group subsidiary challenging the agency's approval.

  • August 28, 2026

    Fintechs Back 24/7 Futures Trading As Energy Producers Balk

    Commodity and energy producers cautioned the U.S. Commodity Futures Trading Commission against enabling round-the-clock trading and perpetual contracts on the energy industry, while many trading platforms told the agency that they believe they can mitigate the risks that come with extended trading hours.

  • August 28, 2026

    SEC Plans To Grant CFTC Oversight Of EU Debt Futures

    The U.S. Securities and Exchange Commission is proposing a regulation that could make it easier for U.S.-based traders to bet on the future of European Union debt obligations by promising to place the oversight of such trades under the exclusive jurisdiction of the U.S. Commodity Futures Trading Commission.

  • August 28, 2026

    Insurance Tech SPAC Investor Wins Fight To Resell 5M Shares

    The Delaware Chancery Court has handed asset manager Meteora Capital Partners LP a summary judgment win in its contract fight with auto insurance technology company Roadzen Inc., finding Roadzen breached a 2023 stock subscription agreement by failing to register shares and later failing to remove restrictions that kept Meteora from reselling them.

  • August 28, 2026

    SEC Says 38 Colorado Advisers Filed Sham Fund Disclosures

    The U.S. Securities and Exchange Commission filed 38 complaints in Colorado federal court Thursday against fraudulent investment advisers who the government claims filed "substantially similar" forms with false information to be labeled as exempt reporting advisers to dupe investors.

  • August 28, 2026

    9th Circ. Rules Against Kalshi In Sports Wager Circuit Split

    The Ninth Circuit on Friday backed a Nevada federal court decision that cleared the way for the state's gambling regulators to pursue Kalshi's sports offerings, creating a circuit split in the sprawling litigation over prediction market regulation.

  • August 28, 2026

    Financial Firm's $1.4M Asset Hold Against Adviser Upheld

    A Connecticut appeals court Friday said a financial services firm properly secured a nearly $1.4 million asset hold against an adviser, agreeing the company showed a likelihood of proving during underlying Financial Industry Regulatory Authority arbitration that the adviser siphoned customers when transitioning to a new broker-dealer.

  • August 28, 2026

    Ex-Better CEO Sues Over Ouster, Shareholder Rights

    The recently ousted CEO of mortgage and real estate company Better.com has sued the company and several directors in Delaware's Chancery Court seeking to invalidate a shareholder plan he claims interferes with stockholder voting rights.

  • August 28, 2026

    BofA's $72.5M Deal With Epstein Victims Gets Final Approval

    A New York federal judge gave the final OK Friday to a settlement in which Bank of America will pay $72.5 million to as many as 75 women to settle claims that it facilitated what the court called Jeffrey Epstein's "monstrous" sex trafficking and abuse, and approved an attorney fee award worth 30% of the settlement fund.

  • August 27, 2026

    Anthropic Judge Rejects Trump's Nat'l Security 'Blank Check'

    The U.S. Department of Defense's designation of Anthropic PBC as a supply chain risk to national security was not based on a credible threat, but rather was retaliation for the company's public criticism of the Trump administration's position in contract negotiations, a California federal judge ruled Thursday.

  • August 27, 2026

    OCC, FDIC Raise Bar For Examiners To Criticize Banks

    Federal banking regulators moved Thursday to rein in their use of supervisory warnings and enforcement actions, rolling out new standards that they said will focus examiner attention on material financial risks rather than process and documentation concerns.

  • August 27, 2026

    Binance.US Beats Sherman Claims, Rest Sent To Arbitration

    Cryptocurrency exchange Binance.US and a digital asset market data website have beaten for good antitrust claims in a proposed class action accusing them of working together to suppress a cryptocurrency's value by misstating its ranking, but Binance must face other claims in arbitration.

  • August 27, 2026

    CVS Must Face Investor Claims Over AI Use Omissions

    A New York federal judge trimmed a proposed investor class action Thursday that alleges CVS Health Corp. concealed that its profitability was largely driven by its use of artificial intelligence, allowing the case to proceed on "actionable half-truths" that the company misrepresented the effects of its AI use.

  • August 27, 2026

    Compliance Firm Escapes Most Of Advisory Customer's Suit

    Compliance firm ACA Group has defeated most claims in a suit brought by an investment advisory firm client who accused it of being liable for her investment losses, with an Oregon federal magistrate judge finding the suit failed to state fraud and negligence claims against ACA over its outsourced work for the adviser.

  • August 27, 2026

    Peloton Again Escapes Investors' Post-COVID Sales Suit

    A New York federal judge Thursday threw out a lawsuit accusing Peloton of misleading investors about the drop in demand for its exercise bikes following the early days of the COVID-19 pandemic, ruling that the prospective class hadn't proven that the company intentionally misled shareholders.

  • August 27, 2026

    News Outlets Say Trump Media's Suit Targets True Reports

    News outlets sued by President Donald Trump's social media company asked a Florida judge Thursday to end the $1.5 billion suit, arguing that the allegedly defamatory reports were substantially true and were published without actual malice.

  • August 27, 2026

    Krispy Kreme Must Face Claims Over McDonald's Rollout

    A North Carolina federal judge has denied part of Krispy Kreme's motion to dismiss a securities class action alleging it overhyped its partnership with McDonald's, allowing several claims to proceed that were made after the company may have known the collaboration would not be as successful as previously stated.

  • August 27, 2026

    Selena Gomez Says Wondermind Investor Suit Must Be Nixed

    Pop star Selena Gomez has urged a Delaware federal judge to toss securities fraud claims against her tied to the mental health startup Wondermind, saying she wasn't involved in the offering and suggesting that the plaintiffs may deserve sanctions for bringing "egregiously improper" claims against her.

  • August 27, 2026

    EV-Maker SPAC Investors Reach $4M Chancery Settlement

    Former stockholders of the special purpose acquisition company that took electric vehicle manufacturer Lion Electric public have agreed to a $4 million cash settlement with seven individuals who served as Northern Genesis Acquisition Corp. directors, officers or alleged controllers to end Delaware Chancery Court claims over the 2021 deal.

  • August 27, 2026

    Health Co. Gets Partial Win In Suit Over $8.5M Food Tech Deal

    A Florida federal judge handed a partial win to a health information technologies services company and its board Thursday, tossing some claims that they cheated a Canadian business out of $8.5 million in equity after fraudulently inducing the sale of a subsidiary specializing in plant-based extrusion technology.

  • August 27, 2026

    Cannabis Exec Says Sheriff Initiative Wasn't Key To License

    The social equity chief of cannabis company Ascend Wellness Holdings testified Thursday that she faced no pressure to hold on to an allegedly critical partnership with a Massachusetts sheriff who is now on trial for extortion.

  • August 27, 2026

    Colo. Hospital Can't Split Discovery In Retirement Funds Suit

    A Colorado federal judge rejected a faith-based nonprofit hospital's bid for the court to bifurcate discovery in a lawsuit brought by former employees accusing the health system of mismanaging their retirement funds, finding the requested action "would hinder judicial economy."

  • August 27, 2026

    Silver Lake Urges Chancery To Toss $1.7B Zuora Deal Suit

    Silver Lake Group LLC and Zuora Inc. founder Tien Tzuo urged the Delaware Chancery Court on Thursday to throw out a stockholder suit challenging their $1.7 billion take-private deal, arguing the sale was protected by an independent special committee and an informed stockholder vote.

  • August 27, 2026

    LGBCoin Defendant Says $75K Fee Bid In Suit Is Inflated

    The defendant who lost a default judgment earlier this month in favor of "Let's Go Brandon" meme coin investors has told a Florida federal judge that the plaintiffs' $75,000 fees request is too high.

Expert Analysis

  • The Hidden Settlement Problem In Complex Securities Cases

    Author Photo

    The Second Circuit's recent decision in Knapp v. Barclays is a reminder that in securities cases with complex corporate records, the tracing picture is rarely as settled as the complaint suggests, and that conversations in the early stages require everyone to work from the same underlying facts, says Peter Kamminga at JAMS.

  • Series

    Power To The Paralegals: Burnout As A Structural Problem

    Author Photo

    Law firm leadership can best retain their paralegals not by encouraging self-care, but by seeking top-down structural solutions for the quiet proliferation of responsibilities and the vicarious exposure to client trauma that particularly drive burnout in this vital role, says Erika Sneeringer at Brockstedt Mandalas.

  • 2 Prediction Market Cases Will Test Insider Trading Theory

    Author Photo

    Prosecutors in two recent Southern District of New York cases have filed separate charges against two defendants who used confidential information gathered from each employer to place prediction market bets, but each prosecution must overcome different legal hurdles established by the U.S. Supreme Court and the Second Circuit, says John Siffert at Lankler Siffert.

  • Takeaways From 1st Del. Ruling Applying Moelis Amendments

    Author Photo

    Delaware corporations should carefully review contractual arrangements and governance documents following the Court of Chancery's recent enforcement of a non-Delaware forum selection clause in a CEO's employment agreement under 2024 amendments to the state's General Corporation Law, say attorneys at Morgan Lewis.

  • Ill. Law Firm MSO Bill Clashes With Court Power, Ethics Rules

    Author Photo

    An Illinois bill prohibiting law firms from certain business arrangements with management service organizations, sent to the governor for signature last week, encroaches upon the courts' constitutional powers and goes beyond the Illinois Rules of Professional Conduct in regulating investment in law-related services, says Matthew O’Hara at Smith Gambrell.

  • 3rd Circ. Decision Sheds Light On BIPA Bank Exemption

    Author Photo

    The Third Circuit's recent decision in McGoveran v. Amazon illuminates how courts are extending the Illinois Biometric Information Privacy Act's financial institution carveout beyond banks and insurers to technology vendors and other businesses handling biometric data, a defendant-friendly shift that still casts uncertainty around BIPA's enforcement, say attorneys at Dorsey & Whitney.

  • Assessing Issues The CFTC's Sports Betting Rules May Face

    Author Photo

    The U.S. Commodity Futures Trading Commission recently proposed a rule to consolidate its control of sports bets made on prediction market trading platforms, but problems may arise from possible conflicts between the proposed changes and state laws — and maybe even the Commodity Exchange Act itself, says David Slovick at Kopecky Schumacher.

  • Opinion

    State Courts Must Be Gatekeepers Of Expert Testimony

    Author Photo

    Based on my experience in the state judiciary, emulating federal courts' role as gatekeepers of expert witness testimony would help state court judges maintain the appearance of impartiality and assist juries, thus enhancing the overall confidence people have in their justice system, says Lorie Gildea at Greenberg Traurig.

  • Capitalizing On Increased Retail Access To Alternative Assets

    Author Photo

    The recent extension of co-investment relief to open-end funds represents the latest regulatory action aimed at providing retail investors with meaningful private market opportunities — a trend that means alternative asset managers should develop and deploy a retail strategy to capture this emerging capital source, say attorneys at Willkie.

  • Series

    Moshing Makes Me A Better Lawyer

    Author Photo

    Entering a mosh pit is much like entering the practice of law — it is difficult, you have to know both the written and unwritten rules, and conduct yourself according to the expectations of each community, says Christopher Deubert at Constangy Brooks.

  • Is The SEC Entering Fight Over Prediction Market Oversight?

    Author Photo

    The U.S. Securities and Exchange Commission had remained largely silent on prediction market regulation until last week, but that trend may be changing, as many event contracts could qualify as security-based swaps, which are subject to the SEC's oversight under current definitions, say attorneys at Bradley Arant.

  • Data Reveals Pivot In Feds' Financial Fraud Priorities

    Author Photo

    Recent Justice Department data shows fraud prosecutions fell to their lowest rate in a decade in 2025, illustrating a move away from traditional financial cases and toward a targeted mix of healthcare, government program, consumer and sanctions matters, say Paul Hinton and Adrienna Huffman at The Brattle Group.

  • Why Highly Specialized Experts May Risk Exclusion At Trial

    Author Photo

    Expert witnesses with highly specific areas of focus may be vulnerable to exclusion in court, making it important for attorneys to check how potential witnesses' qualifications can be bolstered by their publications and other professional activities, say Evan Weisberg and Christopher Cunio at Hunton, and Kevin Cahill at FTI Consulting.

  • Agentic AI And Securities Law: The Machine As A Manipulator

    Author Photo

    The market manipulation doctrine that emerges following the rise of agentic artificial intelligence may be more focused on market effects than on individual states of mind, and more attentive to system design than to discrete acts of deception, says Joseph A. Hall at Davis Polk.

  • FDIC Proposal Takes Bank-Like AML Approach To Stablecoins

    Author Photo

    Rather than craft a bespoke regime for stablecoin issuers, a recently proposed Federal Deposit Insurance Corp. rule builds a technology-neutral Bank Secrecy Act compliance framework under the Genius Act, firmly anchoring stablecoins within the U.S. financial regulatory perimeter, says David Zaslowsky at Baker McKenzie.

Want to publish in Law360?


Submit an idea

Have a news tip?


Contact us here
Can't find the article you're looking for? Click here to search the Securities archive.