White Collar

  • September 04, 2026

    SEC Fines Ex-Bancorp CFO Over Improper Annual Report

    The Bancorp Inc.'s former chief financial officer will pay $30,000 to settle allegations from the U.S. Securities and Exchange Commission that he filed an annual report with purported audit opinions on the firm's financial statements despite knowing the auditors hadn't provided their final approval for the statements.

  • September 04, 2026

    Vertex Fertility Aid Plan Would Violate Kickback Law

    A D.C. Circuit panel said Friday that a proposed Vertex Pharmaceutical program that would offer gene therapy patients financial support for fertility services violates the Anti-Kickback Statute, finding the initiative could be an unlawful inducement to purchase a certain medical treatment.

  • September 04, 2026

    Fla. Judge Finds Atty, CEO Hindered Forex Ponzi Receiver

    A Florida federal judge on Friday held an attorney and a convicted Ponzi schemer in civil contempt for obstructing a receiver appointed to help recover stolen proceeds in a foreign currency trading fraud, saying they were part of a group formed to discourage investors from trying to get their money back. 

  • September 04, 2026

    Conn. AG Pans Ex-Utility GM's Bid To Keep Gov't Pension

    Connecticut Attorney General William Tong has urged a state judge to revoke or sharply reduce the pension of a former Norwich utility chief convicted of misusing public funds on trips to the Kentucky Derby and a luxury West Virginia resort, arguing his crimes represented a serious betrayal of public trust.

  • September 04, 2026

    Fed Drops Crypto-Linked AML Action Against Texas Bank

    The Federal Reserve dropped enforcement actions Friday against United Texas Bank and Quontic Bank Acquisition Corp., the former of which had focused on alleged deficiencies in the bank's risk management and anti-money laundering procedures related to the bank's crypto customers.

  • September 04, 2026

    Ex-Budget Official Asks To Avoid Prison In Conn. Bribery Case

    Former Connecticut budget official Konstantinos Diamantis asked a federal judge Friday to spare him from a potential decade-plus prison sentence after his conviction for demanding and accepting bribes, citing factors including his advanced age and loss of his law license.

  • September 04, 2026

    DOJ Officials Immune From NJ Mayor's False Arrest Suit

    A New Jersey federal court on Friday dismissed Newark Mayor Ras Baraka's suit against federal officials for his allegedly unlawful arrest last year outside a U.S. Immigration and Customs Enforcement facility, finding the defendants are immune under the Federal Tort Claims Act.

  • September 04, 2026

    Chrisleys Fight Balch & Bingham's Bid To Ax Malpractice Suit

    Reality television stars Todd and Julie Chrisley asked a Georgia federal judge on Friday to reject an attempt by their former attorneys to dismiss a legal malpractice lawsuit that claims a critical pretrial mistake allowed evidence obtained through an unlawful search to be used against them at their criminal trial.

  • September 04, 2026

    Skadden, Kirkland Fined $2M Over Ga. Case Cover-Up

    A Georgia federal judge has ordered a $2 million sanction against defense attorneys from Kirkland & Ellis LLP and Skadden Arps Slate Meagher & Flom LLP in a fraud case, calling their actions "a widespread, long-running cover-up" in which they were found to have repeatedly hidden evidence unfavorable to their client.

  • September 03, 2026

    Teamsters Set To Shed Federal Monitors After Judge's OK

    The International Brotherhood of Teamsters is slated to ease decades of government oversight meant to ferret out ties to organized crime after a New York federal judge on Thursday approved a deal between the union and the Trump administration.

  • September 03, 2026

    Trump Commutes Ex-Union Leader Dougherty's Prison Term

    President Donald Trump has cut short ex-Philadelphia labor leader John "Johnny Doc" Dougherty's prison sentence for bribery and embezzlement, an attorney for the former International Brotherhood of Electrical Workers Local 98 business manager confirmed Thursday.

  • September 03, 2026

    Fox's Supposed $500M Offer For Parler Was Fake, Jury Told

    Billionaire Rebekah Mercer testified Thursday that Parler's later-ousted CEO made her think falsely that Fox was offering $500 million for the social app, one example of the supposed misconduct she has said was the reason he was forced out.

  • September 03, 2026

    SEC Moves To Scrap 'Pay-To-Play' Political Donation Rule

    The U.S. Securities and Exchange Commission on Thursday issued a proposal to rescind a rule regarding political contributions made by investment advisers, which agency Chair Paul Atkins called "overly prescriptive."

  • September 03, 2026

    Ex-EdgarAgents Worker To Pay $1.86M In Insider Trading Case

    A former staffer for a firm that helps companies with U.S. Securities and Exchange Commission filings will pay approximately $1.86 million to settle allegations that he used material nonpublic information pilfered from his employer to fuel an insider trading conspiracy with a colleague, according to a motion Thursday in New York federal court.

  • September 03, 2026

    Jury Finds NC Man, Woman Guilty Of Impeding ICE Officers

    A jury in North Carolina federal court has found two Charlotte residents guilty of hindering U.S. Immigration and Customs Enforcement officers from carrying out their official duties during a November incident outside an ICE facility in the city.

  • September 03, 2026

    Ex-IRL App CEO Says Prosecutors Ignored Ethics Breaches

    The co-founder of defunct social app IRL is fighting fraud charges by claiming that the U.S. attorney's office prosecuting him is conflicted because an attorney who formerly defended IRL in an SEC investigation and is now with the office pushed for him to be charged — and he is disputing prosecutors' denial of impropriety. 

  • September 03, 2026

    Former Girardi Keese CFO Drops Appeal Of 5-Year Fraud Term

    The Seventh Circuit has granted onetime Girardi Keese financial chief Christopher Kamon's request to drop the appeal he lodged fighting an Illinois federal judge's order adding five concurrent years onto the 10 he is already serving for his role helping Tom Girardi, the head of the firm, steal millions from plane crash clients who settled cases in Chicago.

  • September 03, 2026

    Boutique Firms Emerge As Trump Admin's 'Achilles' Heel'

    Less fearful of retribution than some of their BigLaw counterparts, small law firms are taking on an outsize role handling cases seen as adversarial to the Trump administration.

  • September 02, 2026

    Split 9th Circ. Curbs Foreign Asset Forfeiture Without Control

    A split Ninth Circuit panel Wednesday held that courts must determine that they have, at the very least, constructive control over a foreign defendant's property to establish jurisdiction in a forfeiture case, pointing to the Fifth Amendment's due process clause.

  • September 02, 2026

    Banks Can Discuss Fraud Without Disclosing SARs

    The U.S. Department of the Treasury's financial crimes unit and other financial regulators said Wednesday that banks can communicate with customers who are the subject of suspicious activity reports about potential underlying fraud so long as they don't reveal the existence of the report.

  • September 02, 2026

    Ex-Manager Charged With $88K Tribal Embezzlement In Alaska

    A former coordinator for an Alaskan tribal organization has been charged with embezzling more than $88,000 by accessing its bank accounts online, federal prosecutors said Wednesday.

  • September 02, 2026

    Danish Researcher Pleads Guilty To CDC Grant Money Theft

    A Danish researcher who spent more than 14 years as a fugitive from U.S. authorities pled guilty Tuesday to operating a wire fraud scheme that diverted more than $1 million in grant money intended to fund overseas research into autism and other developmental disorders.

  • September 02, 2026

    Kroger, Costco, Major Grocers Added To DOJ Beef Price Probe

    The U.S. Department of Justice expanded its investigation into potential anticompetitive conduct in the American beef industry to include The Kroger Co., Walmart, Costco Wholesale Corp. and five other major grocers.

  • September 02, 2026

    8th Circ. OKs 15-Year Sentence For Facebook Body Part Seller

    The Eighth Circuit has ruled that an apprentice mortician sentenced to 15 years in prison for selling human remains on Facebook must stay in prison, because even though the punishment is an upward departure from sentencing guidelines, it is fair based on the nature of the crime.

  • September 02, 2026

    DOJ Says Trump's Jan. 6 Speech Was An Official Act

    The U.S. Department of Justice argued Tuesday that President Donald Trump was carrying out one of his office's "most important functions" when he urged protesters to head to the Capitol on Jan. 6, 2021, and "fight like hell," so the D.C. Circuit should deem his speech official conduct.

Expert Analysis

  • 2nd Circ. Ruling Notably Limits Sentencing Courts' Discretion

    Author Photo

    The Second Circuit’s recent decision in U.S. v. Dralle clarifies the bounds of sentencing courts’ ability to consider uncharged or co-defendant conduct without tying it to statutory sentencing factors, and it may have broader implications for limiting loss attribution in white collar and other criminal cases, say attorneys at Lowenstein Sandler.

  • Opinion

    Agentic AI And Securities Law: Steps Congress Should Take

    Author Photo

    Agentic artificial intelligence technology doesn't fit comfortably into the existing securities regulatory landscape, so Congress should avoid repeating the mistakes that led to the legal uncertainty crypto companies and investors have faced over the past decade-plus by providing a legislative framework before AI fully matures, says Joseph A. Hall at Davis Polk.

  • 3 Disgorgement Questions Linger After Justices' SEC Ruling

    Author Photo

    While the U.S. Supreme Court’s recent decision in Sripetch v. U.S. Securities and Exchange Commission avoided placing new limits on the SEC’s disgorgement powers, it passed over several questions, including whether the commission can seek disgorgement when returning the money to investors isn't possible, says David Slovick at Kopecky Schumacher.

  • A Look At The Court's Next Steps In Live Nation Antitrust Case

    Author Photo

    Following a recent jury verdict that Live Nation and Ticketmaster operated as a monopoly to fix ticket prices, a New York federal court stands to weigh Live Nation's bid for a new trial, approve the U.S. Department of Justice's March settlement with the defendants, and impose remedies that include full structural separation, say attorneys at Crowell.

  • Checking For AI Errors Is Now A Two-Way Street

    Author Photo

    A handful of recent federal and state cases demonstrate the importance of checking for errors generated by artificial intelligence not only in your own court submissions, but also your opponent's, as well as when catching opposing counsel's AI mistakes could result in an award for attorney fees, says Tamara Barago at Hollingsworth.

  • Lessons For Banks From Recent FCA Enforcement Trends

    Author Photo

    While government relief programs rely on financial institutions in times of economic uncertainty, recent enforcement shows that a government partnership may not protect banks from liability involving False Claims Act missteps, say attorneys at O'Melveny.

  • Opinion

    Congress Must Bolster Wrongful Conviction Framework

    Author Photo

    The Trump administration's recent decision to abandon its flawed “anti-weaponization” fund should not end the conversation about compensating those wronged by the U.S. justice system, — it should open the door for Congress to build a principled system that strengthens and expands the existing framework, say Marc Levin and Khalil Cumberbatch at the Council on Criminal Justice.

  • Series

    The Biz Court Digest: Shoring Up Corporate Law In Maryland

    Author Photo

    Launched more than 20 years ago to improve complex corporate adjudication, Maryland's Business and Technology Case Management Program has been a solid success in some areas, but there always is room for improvement, says Bill Krulak at Miles & Stockbridge.

  • How End Of SEC 'Gag Rule' Affects Free Speech Certiorari Bid

    Author Photo

    The Securities and Exchange Commission's recent rescission of the so-called gag rule, which forbade defendants in settlements from denying the SEC’s allegations, may sway the outcome of a petition to the Supreme Court in a case challenging the rule on First Amendment grounds, say attorneys at Troutman.

  • Perfectus Settlement Illuminates DOJ's Tariff Fraud Strategy

    Author Photo

    The Department of Justice's recent False Claims Act settlement with Perfectus Aluminum illustrates the government's continuing interagency focus on customs and tariff enforcement, and the related criminal indictment provides insight into conduct enforcers may associate with tariff evasion schemes, say attorneys at Morgan Lewis.

  • Data Collection Push Signals New Era For Bank Compliance

    Author Photo

    An executive order pushing for broad bank collection of beneficiary data and a Financial Crimes Enforcement Network geographic targeting order in Minnesota should prompt financial institutions to run checks on customer diligence and privacy controls, as these directives may be part of a wider compliance shift, say attorneys at Faegre Drinker.

  • Citron Founder Verdict Tests Reach Of 'Half-Truth' Fraud

    Author Photo

    A California federal jury's conviction this week of Citron founder Andrew Left may be remembered less as a conventional manipulation prosecution than as a case about how far the "half-truth" doctrine can reach when applied to modern market speech, says Elisha Kobre at Sheppard.

  • Series

    Competing At Poker Makes Me A Better Lawyer

    Author Photo

    Playing poker in male-dominated rooms taught me to treat skepticism as background noise when my opponents seem to underestimate me, to apply pressure when it matters and to adapt without losing strategic discipline — skills that are all indispensable in restructuring and insolvency matters, says Alexis Gambale at Pashman Stein.

  • Private Lender Verification Lessons From Recent Fraud Cases

    Author Photo

    Recent fraud allegations involving private credit borrowers raise compliance red flags for lenders, who must recognize that financial and collateral verification is an essential safeguard as failures in underwriting and monitoring infect the broader market, say Michael Bresnick at Venable and Brian Mich at Control Risks Group.

  • 5 Things Associates Must Ask About Their Firm's Merger Plan

    Author Photo

    The associates who navigate law firm mergers best ask the right questions early, such as inquiring about partners' plans, to assess how the merger could affect their workflow and career path, says Jackie Bokser-LeFebvre at Major Lindsey.

Want to publish in Law360?


Submit an idea

Have a news tip?


Contact us here
Can't find the article you're looking for? Click here to search the White Collar archive.