By Jan Folena, Gregory DiMeglio and Lara Burke ( December 12, 2024, 4:29 PM EST) -- The U.S. Court of Appeals for the District of Columbia Circuit held on Nov. 22 that the Financial Industry Regulatory Authority may not expel a member firm, Alpine Securities Corp., in an expedited proceeding prior to a full review by the U.S. Securities and Exchange Commission.[1] ...
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