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NYSE To Pay $14M To Settle SEC Claims Of Rule Violations

By Jon Hill (March 6, 2018, 9:24 PM EST) -- The U.S. Securities and Exchange Commission said Tuesday that the New York Stock Exchange LLC and two affiliated exchanges have agreed to pay a $14 million civil penalty to settle claims of regulatory breakdowns, which stem in part from episodes in 2015 where the exchanges ran into trouble with technical glitches and market volatility....

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