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Cape Cod Financial Adviser Stole $3.3M From Clients: SEC

Law360, Boston (July 19, 2018, 10:28 PM EDT) -- A former investment adviser from Cape Cod, Massachusetts, stole more than $3.3 million from her clients through a variety of schemes, including forging withdrawal requests, forging wire and check requests and...
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Subscribers Only

Case Number

Subscribers Only

Court

Massachusetts

Nature of Suit

850(Securities/Commodities)

Date Filed

July 19, 2018

Government Agencies

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