Merrill Lynch Pays SEC $8.9M Over Conflict Of Interest Claims
By Dean Seal ( August 20, 2018, 5:27 PM EDT) -- The U.S. Securities and Exchange Commission said Monday that Merrill Lynch has agreed to pay nearly $8.9 million to settle claims that it did not disclose a conflict of interest to its customers related to the offering of certain products managed by a third-party investment advisory firm....
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