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Analysis

Existence Of Cybersecurity Policies Not Enough For SEC

By Rachel Graf (September 28, 2018, 9:29 PM EDT) -- The U.S. Securities and Exchange Commission's recent settlement with a broker-dealer and investment adviser that allegedly violated a rule meant to combat identity theft even though it had cybersecurity policies in place signals that the mere existence of these policies is not enough to avoid scrutiny, experts say....

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