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SEC's $3.7M Excessive Trading Suit Too Vague, Broker Says

Law360 (November 8, 2018, 3:00 PM EST) -- A broker-dealer accused by the U.S. Securities and Exchange Commission of taking in $3.7 million in a fraudulent scheme involving excessive, high-frequency trading asked a New York federal judge on Wednesday...
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Case Information

Case Title

Subscribers Only

Case Number

Subscribers Only


New York Southern

Nature of Suit


Date Filed

September 7, 2018

Government Agencies

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