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Brokers Can't Have SEC Docs On Allegedly Abusive Witness

Law360 (November 14, 2018, 7:50 PM EST) -- A New York federal judge won't allow a brokerage and foreign trading firm to force the U.S. Securities and Exchange Commission to produce documents relating to a witness’ testimony about his...
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New York Southern

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Securities/Commodities

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Date Filed

March 10, 2017

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