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Analysis

SEC's High Court Win Snaps Dry Spell On Enforcement Issues

By Jon Hill (March 27, 2019, 9:46 PM EDT) -- The U.S. Securities and Exchange Commission avoided yet another upset at the Supreme Court on Wednesday when it came away with a win in its "copy-paste" fraud case against former investment banker Francis Lorenzo, and the high court's endorsement of the agency's primary liability theory may serve to bolster an aggressive enforcement stance....

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