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Expert Analysis

What Restitution Could Mean For SEC Enforcement Cases

By Stephen Crimmins (April 3, 2019, 1:37 PM EDT) -- A bipartisan bill has just been introduced in the Senate that would significantly expand the remedies available to the U.S. Securities and Exchange Commission's Enforcement Division. Introduced on March 14 by Sens. Mark Warner, D.-Va., and John Kennedy, R.-La., the Securities Fraud Enforcement and Investor Compensation Act would, for the first time in the SEC's 85-year history, allow it to pursue the broad remedy of restitution, at least in cases against members of the securities industry....

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