SEC Set For June Vote On 'Best Interest' Standard For Brokers

By Lauren Berg (May 23, 2019, 9:30 PM EDT) -- The U.S. Securities and Exchange Commission is set for a final vote on June 5 to decide whether to adopt a new rule that would hold brokers to a higher standard of care if they are giving advice to retail investors, the agency said Thursday....

Stay ahead of the curve

In the legal profession, information is the key to success. You have to know what’s happening with clients, competitors, practice areas, and industries. Law360 provides the intelligence you need to remain an expert and beat the competition.


  • Access to case data within articles (numbers, filings, courts, nature of suit, and more.)
  • Access to attached documents such as briefs, petitions, complaints, decisions, motions, etc.
  • Create custom alerts for specific article and case topics and so much more!

TRY LAW360 FREE FOR SEVEN DAYS

Hello! I'm Law360's automated support bot.

How can I help you today?

For example, you can type:
  • I forgot my password
  • I took a free trial but didn't get a verification email
  • How do I sign up for a newsletter?
Ask a question!