Law360 (July 19, 2019, 7:41 PM EDT) -- Norm Ashkenas helped guide Fidelity's brokerage and retirement products through the 2008 financial crisis and is one of its top compliance executives at a time when standards for financial professionals are in flux.
Ashkenas, chief compliance officer for Fidelity Brokerage Services LLC and Fidelity Personal and Workplace Advisors LLC, told Law360 in a recent interview about the company's foray into cryptocurrency and the challenges posed the U.S. Securities and Exchange Commission's Regulation Best Interest. Ashkenas said he feels prepared to comply with that rule largely because his team was ready to implement an even stricter standard from the U.S. Department of...
Stay ahead of the curve
In the legal profession, information is the key to success. You have to know what’s happening with clients, competitors, practice areas, and industries. Law360 provides the intelligence you need to remain an expert and beat the competition.
Access to case data within articles (numbers, filings, courts, nature of suit, and more.)
Access to attached documents such as briefs, petitions, complaints, decisions, motions, etc.
Create custom alerts for specific article and case topics and so much more!