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Merrill Lynch Repays Clients $7.2M But Dodges FINRA Fine

By Al Barbarino (June 4, 2020, 6:16 PM EDT) -- The Financial Industry Regulatory Authority on Thursday said Merrill Lynch Pierce Fenner & Smith Inc. has paid more than $7.2 million in restitution to customers who were charged excess mutual fund transaction fees, though the regulator spared the firm additional fines for its "extraordinary cooperation."...

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