Implications Of FINRA Rule 5122

Law360, New York (October 23, 2009, 6:26 PM EDT) -- The stresses in the commercial real estate and oil and gas industries in the recent past have required the full concentration of sponsors, broker-dealers and investors in the direct participation private placement market. Much of this product, particularly commercial real estate and oil and gas royalty interests, is sold through the tenant-in-common distribution channel.

While the sponsors, broker-dealers and investors have been forced to focus more on resolving existing problems than on new sales or planning for the future, some observers of the problems, notably government...
To view the full article, register now.
Law360 Pro Say Podcast
Check out Law360's new podcast, Pro Say, which offers a weekly recap of both the biggest stories and hidden gems from the world of law.