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Analysis

NYC Bar Proposal Could Quell Persistent 'Fear' CCOs Face

By Al Barbarino ( June 9, 2021, 4:57 PM EDT) -- The lack of clarity surrounding U.S. regulators' decisions to bring enforcement actions against chief compliance officers has brought an atmosphere of fear and uncertainty to the profession, a problem that a new proposal from the New York City Bar Association could help solve, according to industry experts....

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