SEC Says Fines Surged, Disgorgement Plunged In FY 2021
By Dean Seal ( November 18, 2021, 9:44 PM EST) -- The U.S. Securities and Exchange Commission said Thursday that it filed fewer enforcement actions in fiscal year 2021 than in each of the six years prior and collected 33% less disgorgement — but 33% more in fines — than it did in the prior fiscal year....
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