SEC Hits 4 Firms In First-Ever Muni Bond Disclosure Cases
By Jessica Corso ( September 13, 2022, 10:14 PM EDT) -- The U.S. Securities and Exchange Commission on Tuesday filed suit against Oppenheimer & Co. Inc. and announced settlements with three other firms over what the agency said were its first-ever enforcement actions against underwriters that allegedly skirted certain municipal bond disclosure requirements....
Law360 is on it, so you are, too.
A Law360 subscription puts you at the center of fast-moving legal issues, trends and developments so you can act with speed and confidence. Over 200 articles are published daily across more than 60 topics, industries, practice areas and jurisdictions.
A Law360 subscription includes features such as
- Daily newsletters
- Expert analysis
- Mobile app
- Advanced search
- Judge information
- Real-time alerts
- 450K+ searchable archived articles
And more!
Experience Law360 today with a free 7-day trial.