Parsing SEC's Rule Extension For Fixed-Income Issuers

By J. Alan Bannister, Hillary Holmes and James Moloney (December 5, 2022, 2:33 PM EST) -- Following the U.S. Securities and Exchange Commission's recent interpretation of Rule 15c2-11 under the Securities Exchange Act, issuers of fixed-income securities, including those initially offered and sold to investors in reliance on registration exemptions under the Securities Act — most notably Rule 144A — will be required to publicly disclose specified current financial and other information in order to allow U.S.-regulated broker-dealers to publish quotations on such securities....

Stay ahead of the curve

In the legal profession, information is the key to success. You have to know what’s happening with clients, competitors, practice areas, and industries. Law360 provides the intelligence you need to remain an expert and beat the competition.

  • Access to case data within articles (numbers, filings, courts, nature of suit, and more.)
  • Access to attached documents such as briefs, petitions, complaints, decisions, motions, etc.
  • Create custom alerts for specific article and case topics and so much more!


Hello! I'm Law360's automated support bot.

How can I help you today?

For example, you can type:
  • I forgot my password
  • I took a free trial but didn't get a verification email
  • How do I sign up for a newsletter?
Ask a question!