NJ Firm, Owner Settle SEC's $1M Cherry-Picking Claims
By Parker Quinlan ( September 25, 2023, 6:11 PM EDT) -- A New Jersey-based investment advisory firm and its owner on Monday agreed to pay nearly $2 million to settle claims brought by the U.S. Securities and Exchange Commission that alleged the firm made more than $1 million in fraudulent transactions through a so-called cherry-picking scheme....
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