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RBC Settles SEC's Recordkeeping Deficiency Claims For $6M

By Sydney Price (November 2, 2023, 9:19 PM EDT) -- The U.S. Securities and Exchange Commission on Thursday said it has fined the Royal Bank of Canada $6 million to settle claims that it improperly accounted for costs related to its internally developed software, violating internal accounting controls provisions of the securities laws....

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