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Goldman Fined For Late FINRA Filings

By Lance Duroni (November 9, 2010, 6:31 PM EST) -- The Financial Industry Regulatory Authority announced Tuesday that it has fined Goldman Sachs & Co. $650,000 for failing to notify the agency that two of its representatives, including trader Fabrice Tourre, were under investigation by the U.S. Securities and Exchange Commission....

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