We use cookies on this site to enable your digital experience. By continuing to use this site, you are agreeing to our cookie policy. close

Fund Manager Settles SEC 'Side Pocket' Suit For $14M

Law360 (March 1, 2011, 7:44 PM EST) -- A California hedge fund manager will pay a $14 million settlement with the U.S. Securities and Exchange Commission over allegations that he hid $12 million from investors through so-called side pocket...
To view the full article, register now.
Law360 Pro Say Podcast
Check out Law360's new podcast, Pro Say, which offers a weekly recap of both the biggest stories and hidden gems from the world of law.