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FINRA Fines Goldman Over IPO Conflicts Of Interest

By Emilie Ruscoe ( August 11, 2025, 10:15 PM EDT) -- Investment banking giant Goldman Sachs has agreed to pay the Financial Industry Regulatory Authority $250,000 to end claims it failed to bring in an independent underwriter to work on a registration statement for a $700 million initial public offering in which Goldman had a conflict of interest....

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