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FINRA Fines Ga. Broker-Dealer After Reps Forged Signatures

By Emilie Ruscoe ( October 6, 2025, 9:27 PM EDT) -- The broker-dealer unit of Synovus Financial Corp. will pay $315,000 to settle Financial Industry Regulatory Authority claims that a records review oversight prevented the firm from spotting an emerging "pattern of forging and falsifying customer electronic signatures" at one of its branches....

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