We use cookies on this site to enable your digital experience. By continuing to use this site, you are agreeing to our cookie policy. close

UBS Exec Seeks Extension To Answer SEC Charges

Law360 (May 18, 2007, 12:00 AM EDT) -- A Wall Street executive charged by regulators with involvement in a multimillion-dollar insider trading ring has asked a court for more time to respond to the allegations.

Mitchel Guttenberg, executive director and institutional client manager at UBS, filed a request with the U.S. District Court for the Southern District of New York Thursday to extend the deadline for answering allegations in the U.S. Securities and Exchange Commission’s civil suit.

Guttenberg is one of 14 defendants accused by the SEC of trading on stolen information from UBS...
To view the full article, register now.
Law360 Pro Say Podcast
Check out Law360's new podcast, Pro Say, which offers a weekly recap of both the biggest stories and hidden gems from the world of law.