2nd Circ. Sends UBS, Hospital ARS Fight To Arbitration
In a 2-1 ruling, the appeals court said West Virginia United Health System Inc. is considered a UBS customer under Financial Industry Regulatory Authority rules, entitling FINRA to compel arbitration for the claims against UBS about misrepresentations concerning the ARS market.
UBS had argued that the hospital company should not be considered a customer because...
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