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Case Study: Fiero V. FINRA

Law360, New York (October 24, 2011, 1:41 PM EDT) -- On Oct. 5, 2011, in Fiero v. FINRA, No. 09-1556-cv (2d Cir. Oct. 5, 2011), the United States Court of Appeals for the Second Circuit held that the Financial Industry Regulatory...
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