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Group Launches FOIA Request Re FINRA

Law360 (August 3, 2007, 12:00 AM EDT) -- An advocacy group for NASDAQ members wants to compel some documents related to the creation of the Financial Industry Regulatory Authority (FINRA) as part of its continued opposition to the brand-new self-regulatory organization for companies that trade on the NASDAQ and New York Stock Exchange.

Richard L. Goble, the president of the Financial Industry Association, filed requests with the U.S. Securities and Exchange Commission under the Freedom of Information Act Wednesday asking to know what materials the SEC examined as part of its approval process of...
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