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SEC Wants Up To $13M In Fraud Case Against West End Exec

Law360, New York (March 30, 2012, 7:01 PM EDT) -- The U.S. Securities and Exchange Commission will seek up to $13 million in its suit against a former officer at failed New York investment firm West End Financial Advisors LLC, whose...
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Case Information

Case Title

Subscribers Only

Case Number

Subscribers Only


New York Southern

Nature of Suit



Subscribers Only

Date Filed

January 20, 2011


Government Agencies

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