Q&A With Thacher Proffitt's John P. Doherty, Richard F. Hans, Kenneth E. Lee, Patrick Smith And Walter G. Van Dorn, Jr.
Law360, New York (October 22, 2007, 12:00 AM EDT) -- Because of new requirements under the Sarbanes Oxley Act, many companies will never enter the public securities markets and instead will enter the capital markets via transactions not subject to SEC registration, with the result that there is less regulatory oversight, say Thacher Proffitt's John P. Doherty, Richard F. Hans, Kenneth E. Lee, Patrick Smith and Walter G. Van Dorn, Jr. in our series of chats with high-profile securities lawyers.
Q. What's the most challenging white-collar case you've worked on, and why?
Financial Services Law360 UK and Insurance Law360 UK provide breaking news and in-depth analysis on U.K. and European Union regulation, enforcement, legislation, and litigation involving banks, investment firms, insurers, and more.