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Arbitration Proceeds Against Ex-UBS Advisers

Law360 (November 8, 2007, 12:00 AM EST) -- Four investors are pursuing accusations of securities fraud in arbitration against two Chicago-based investment advisers who formerly worked at investment bank UBS Financial Services.

The investors, who are two couples, say they lost roughly $475,000 due to the advisors' illegal misrepresentations, and are owed at least that much in damages.

On Oct. 23, the couples filed an initial statement of claim against Matthew D. Sample and J. David Cross, their firm, Sample & Cross Capital Management LLC, and the hedge fund they managed, Vega Opportunity Fund...
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