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7th Circ. Tosses Challenge To FINRA Broker Taping Rule

By Joshua Alston (January 3, 2013, 4:06 PM EST) -- The Seventh Circuit on Wednesday nixed a suit challenging a Financial Industry Regulatory Authority rule requiring firms to record conversations of employees whose previous employers were accused of fraud, saying the plaintiff lost standing when he was removed from the list of purportedly tainted brokers....

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