Law360, New York ( July 8, 2013, 12:07 PM EDT) -- Recently, the Financial Industry Regulatory Authority posted on its website a targeted examination letter entitled "Spot-Check of Social Media Communications." FINRA occasionally posts targeted examination letters to alert its members to specific focus areas. Such letters reveal that FINRA is conducting a "sweep" of certain nonidentified member organizations, either as a survey of membership practices with respect to specific issues, or to evaluate compliance with FINRA requirements....
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