SEC Wants Ex-Ameriprise Advisers Dinged Over Insider Claims
By Dan Packel ( March 2, 2015, 1:47 PM EST) -- The U.S. Securities and Exchange Commission asked a Pennsylvania federal judge Friday to punish a former Ameriprise Financial Services Inc. adviser — who has already been convicted for insider trading — along with a colleague for using confidential information to buy stock in an insurance company....
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