5 Issues Financial Services Industry Employers Must Face

Law360, New York (April 24, 2015, 10:48 AM EDT) -- Employers in the financial services industry are faced with a growing number of employment law challenges: whistleblower complaints are on the rise as regulatory agencies become more aggressive in their efforts to encourage employees to report alleged unlawful conduct; the Financial Industry Regulatory Authority arbitration process is becoming even more unpredictable under new rules that may result in arbitration panels less familiar with the industry; and expanding globalization requires employers to navigate numerous immigration hurdles that arise from managing a cross-border workforce. This article addresses these important topics and what employers should know about them. 

1. SEC Is Targeting Companies that...

Stay ahead of the curve

In the legal profession, information is the key to success. You have to know what’s happening with clients, competitors, practice areas, and industries. Law360 provides the intelligence you need to remain an expert and beat the competition.

  • Access to case data within articles (numbers, filings, courts, nature of suit, and more.)
  • Access to attached documents such as briefs, petitions, complaints, decisions, motions, etc.
  • Create custom alerts for specific article and case topics and so much more!


Hello! I'm Law360's automated support bot.

How can I help you today?

For example, you can type:
  • I forgot my password
  • I took a free trial but didn't get a verification email
  • How do I sign up for a newsletter?
Ask a question!