5 Issues Financial Services Industry Employers Must Face
Law360, New York (April 24, 2015, 10:48 AM EDT) -- Employers in the financial services industry are faced with a growing number of employment law challenges: whistleblower complaints are on the rise as regulatory agencies become more aggressive in their efforts to encourage employees to report alleged unlawful conduct; the Financial Industry Regulatory Authority arbitration process is becoming even more unpredictable under new rules that may result in arbitration panels less familiar with the industry; and expanding globalization requires employers to navigate numerous immigration hurdles that arise from managing a cross-border workforce. This article addresses these important topics and what employers should know about them.
1. SEC Is Targeting Companies that...
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