FINRA Finds UBS Liable For $1.5M In Puerto Rican Bond Case
By Matt Chiappardi ( February 19, 2016, 5:38 PM EST) -- A Financial Industry Regulatory Authority arbitration panel in Puerto Rico late Thursday awarded a San Juan woman nearly $1.5 million from UBS AG units on her claim the financial services company defrauded her in connection with loans secured by so-called closed-end funds heavily invested in the commonwealth's debt....
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