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SEC Gets $9.3M From Texas Penny Stock Violator

By Joyce Hanson (October 3, 2016, 4:18 PM EDT) -- A Texas federal judge on Friday granted the U.S. Securities and Exchange Commission disgorgement of ill-gotten gains plus interest totaling $9.3 million against a man and his company for running an illegal penny stock operation, ruling that investors didn't receive important information about stock issues because no registration statements were filed in conjunction with the operator's distributions of the issuers' shares....

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