SEC Asks High Court To Consider Disgorgement Limitations

By Carmen Germaine (December 14, 2016, 10:45 PM EST) -- The U.S. Securities and Exchange Commission has told the U.S. Supreme Court that the Tenth Circuit correctly found the agency isn't subject to time limits when seeking ill-gotten gains, but nevertheless encouraged the high court to take up a New Mexico investment adviser's appeal to resolve a split with the Eleventh Circuit....

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