NFL Player Adviser Settles With SEC Over Unregistered Sales

By Cara Mannion (February 13, 2017, 5:08 PM EST) -- A former investment adviser for Morgan Stanley and Wells Fargo on Friday settled with the U.S. Securities and Exchange Commission over allegations he sold more than $5 million in unregistered, illiquid stock to NFL players while misrepresenting their investment returns and failing to disclose his financial stake in the deal....

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