SEC Says Adviser Misled NFL Players On Unregistered Stocks
By Carmen Germaine ( March 15, 2017, 3:25 PM EDT) -- The U.S. Securities and Exchange Commission said it has reached a settlement with a now-bankrupt ex-Wells Fargo adviser and Miami Beach nightclub owner who helped sell more than $5 million in unregistered stocks to pro football players without conducting due diligence or disclosing his conflicts....
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