Senate May Get A Look At Pequot Papers

Law360, New York (August 29, 2006, 12:00 AM EDT) -- After weeks of asking, Senate Finance Committee members may soon get their hands on documents relating to the U.S. Securities and Exchange Commission's investigation of Pequot Capital Management.

In a closed meeting held Tuesday, the Commission was said to have voted on whether to turn over documents relating to insider trading allegations levied against the hedge fund and its executives.

Since the meeting was not public, the results of the vote are not known.

But if the agency has decided to allow Senate investigators to take...
To view the full article, register now.

Law360 UK

UK Financial Services

Read Our Latest UK Legal News & Analysis

Financial Services Law360 UK and Insurance Law360 UK provide breaking news and in-depth analysis on U.K. and European Union regulation, enforcement, legislation, and litigation involving banks, investment firms, insurers, and more.