By Bonnie Eslinger ( September 12, 2017, 4:32 PM EDT) -- The Financial Industry Regulatory Authority Tuesday fined broker-dealer C.L. King & Associate $750,000 for "negligent misrepresentations and omissions" in connection with a hedge fund customer's scheme that profited from terminally ill patients' death, weeks after a U.S. Securities and Exchange Commission judge dropped related claims against the fund manager....
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